About

Anurag Pandey is a Compliance professional with over 7 years of experience in Compliance Advisory, Regulatory Reporting, Monitoring/Surveillance, Regional Compliance, and Consulting. He is currently working as an Officer at Citi, where he is responsible for Compliance/Surveillance Reporting, Qlikview, Controls & Enhancements (Business Intelligence). Anurag has domain knowledge of Regulatory Reporting, Trade Compliance, Electronic Communications Surveillance, Information Barriers, and implementing Compliance & Conduct Risk framework in the organization. In his previous role as an Assistant Manager at Nomura, Anurag was involved in Compliance Advisory, Surveillance, Control Room Function, Employee Conduct & Compliance, Policy & Framework implementation, and Whistleblowing/Compliance Hotline Investigations. Prior to that, he worked as an Associate Consultant at Wipro, where he managed a team of Business Analysts and acted as a single point of contact for offshore implementations. Anurag was responsible for Business Analysis, requirement gathering, and policy fine-tuning in Market Surveillance Standards Implementation, which aims to prevent malpractices like Rate Setting, Money Laundering, Insider Trading, Front Running, Unauthorized Trading, and any other General Market Misconduct. Anurag holds a PGDM-EBIZ degree in Finance from Welingkar Institute of Management and a Bachelor of Commerce (B.Com.) degree in Accounting from Ness Wadia College of Commerce. He has relevant experience of 8.78 years in the industry. Anurag is a detail-oriented professional with excellent analytical and problem-solving skills. He has a proven track record of successfully implementing compliance and regulatory requirements across multiple domains. Anurag is a team player and has excellent communication and interpersonal skills, which help him to effectively interact with clients and stakeholders.